Edward James Pockney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward James Pockney ( ), a licensed former licensee with CE reference ASF819. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2012-09-11 | 2014-10-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-01-12 | 2011-05-05 |