Zuoli Xu
徐祚立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zuoli Xu (徐祚立), a licensed former licensee with CE reference ASF057. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xeram and Company (Asia) Limited |
RO | Type 4 — Advising on securities | 2011-01-04 | 2011-02-10 |
| Xeram and Company (Asia) Limited |
Rep | Type 4 — Advising on securities | 2010-10-22 | 2011-01-04 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-06-18 | 2010-08-02 |