Yann Arthur David Pierre Garnier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yann Arthur David Pierre Garnier, a licensed former licensee with CE reference ASE643. This person has 9.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-13 | 2016-05-12 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-08-18 | 2018-07-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-04 | 2018-07-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-02 | 2010-06-04 |