Kei Chi Chan
陳其志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Chi Chan (陳其志), a licensed former licensee with CE reference ASD490. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-10 | 2013-07-04 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-04 | 2010-03-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-14 | 2010-03-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-22 | 2009-08-15 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-22 | 2009-08-15 |