Yi Ming Chen
陳一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ming Chen (陳一鳴), a licensed former licensee with CE reference ASD482. This person has 5.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2014-12-22 | 2016-05-06 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-05 | 2013-09-01 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-05 | 2011-12-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Ming Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Chung Lam | Celera Markets Limited | 2009–2013 |
| Kun Hoe Yau | Celera Markets Limited | 2009–2013 |
| Sze To Cheng | Celera Markets Limited | 2009–2011 |
| Yu-Chung Wang | Celera Markets Limited | 2009 |
| Tjoeti Foet Sen Chan | Celera Markets Limited | 2013 |