Wai Shing Lau
劉偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shing Lau (劉偉成), a licensed former licensee with CE reference ASD134. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-20 | 2010-10-11 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-14 | 2009-11-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-23 | 2009-03-06 |