Wing Him Lam
林永謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Him Lam (林永謙), a licensed former licensee with CE reference ASD008. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-15 | 2011-05-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-18 | 2011-05-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-05 | 2009-02-28 |