Wen-Yu Liu
劉文昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Yu Liu (劉文昱), a licensed former licensee with CE reference ASA033. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-09 | 2009-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-09 | 2009-11-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-23 | 2009-03-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-23 | 2009-03-31 |