David Nai Meng Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nai Meng Lau ( ), a licensed former licensee with CE reference ARW768. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-01-22 | 2013-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-12 | 2013-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-12 | 2013-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-11-19 | 2009-10-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-11-19 | 2009-10-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-11-19 | 2009-10-05 |