Wanli Li
李万里
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanli Li (李万里), a licensed former licensee with CE reference ARV790. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panda Securities Company Limited 熊貓證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-09 | 2020-07-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-11-11 | 2011-03-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-11 | 2011-03-12 |