Rohit Arora
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rohit Arora ( ), a licensed former licensee with CE reference ART681. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-02-20 | 2026-02-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-14 | 2025-02-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-10 | 2024-10-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-18 | 2024-06-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-05 | 2023-05-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-02-14 | 2023-02-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-02-18 | 2021-10-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-28 | 2018-10-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-07-03 | 2018-07-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-22 | 2018-01-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-20 | 2017-12-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-07-26 | 2017-07-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-02-02 | 2017-02-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-27 | 2011-07-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-27 | 2011-07-04 |