Cho Wai (SFC:ART678) Wong
黃祖維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Wai (SFC:ART678) Wong (黃祖維), a licensed former licensee with CE reference ART678. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2011-08-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-27 | 2009-04-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-27 | 2009-04-09 |