David Shannon Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Shannon Harris, a licensed former licensee with CE reference ARS574. This person has 2.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-10-12 | 2017-10-24 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-05-18 | 2017-05-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-10-19 | 2016-10-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-05-16 | 2016-05-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-11-03 | 2010-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Shannon Harris during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.