David Shannon Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Shannon Harris ( ), a licensed former licensee with CE reference ARS574. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-10-12 | 2017-10-24 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-05-18 | 2017-05-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-10-19 | 2016-10-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-05-16 | 2016-05-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-11-03 | 2010-11-24 |