Yuen Shan Ngai
魏遠山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Shan Ngai (魏遠山), a licensed former licensee with CE reference ARS104. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-26 | 2016-01-04 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-10 | 2016-01-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-18 | 2014-02-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2010-06-18 |