Francis Yee Hong Ng
伍頤康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Yee Hong Ng (伍頤康), a licensed former licensee with CE reference ARR545. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZBI Asia Limited |
Rep | Type 4 — Advising on securities | 2011-02-01 | 2013-11-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-10-06 | 2010-09-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-06 | 2010-09-04 |