James Andrew Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Andrew Ellis, a licensed former licensee with CE reference ARR323. This person has 3.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-30 | 2012-04-01 |