Yuan (SFC:ARR089) Sun
孫園
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:ARR089) Sun (孫園), a licensed former licensee with CE reference ARR089. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-09 | 2015-04-20 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-09 | 2015-04-20 |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-09 | 2015-04-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-12 | 2011-10-17 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-12 | 2011-10-17 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-26 | 2010-04-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-26 | 2010-04-01 |