Dickie Dick Yue Tsang
曾滌瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dickie Dick Yue Tsang (曾滌瑜), a licensed former licensee with CE reference ARR084. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2011-04-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-11 | 2011-04-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-11 | 2011-04-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-31 | 2010-10-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-17 | 2010-10-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-19 | 2010-10-04 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-23 | 2009-03-10 |