Chiung-Yin Yu
尤瓊瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiung-Yin Yu (尤瓊瑩), a licensed former licensee with CE reference ARQ097. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-10 | 2019-04-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-09-14 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-13 | 2013-12-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-13 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-13 | 2010-09-07 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-26 | 2008-12-12 |