Chiung-Yin Yu
尤瓊瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiung-Yin Yu (尤瓊瑩), a licensed former licensee with CE reference ARQ097. This person has 8.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-10 | 2019-04-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-09-14 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-13 | 2013-12-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-13 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-13 | 2010-09-07 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-26 | 2008-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiung-Yin Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.