Mark Bradley Fogle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Bradley Fogle ( ), a licensed former licensee with CE reference ARP364. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARCH Capital Management Co. Limited 宏璟資本有限公司 |
Rep | Type 9 — Asset management | 2010-09-15 | 2011-11-11 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2009-07-29 | 2010-04-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-18 | 2010-04-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-18 | 2010-04-01 |