Lu (SFC:ARP189) Yu
宇璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:ARP189) Yu (宇璐), a licensed former licensee with CE reference ARP189. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-11 | 2010-04-30 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2010-04-30 |