Kaushik Goswami
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaushik Goswami, a licensed former licensee with CE reference ARP166. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMC Asia Pacific Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-25 | 2011-02-18 |
| IMC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-02-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-09 | 2009-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaushik Goswami during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.