Kaushik Goswami
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaushik Goswami ( ), a licensed former licensee with CE reference ARP166. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-03-25 | 2011-02-18 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2010-03-02 | 2011-02-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-09 | 2009-11-21 |