Boon Yee Kwan
關本怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boon Yee Kwan (關本怡), a licensed former licensee with CE reference ARP129. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-14 | 2018-09-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-14 | 2018-09-29 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-11 | 2009-02-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-11 | 2009-02-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2008-09-11 | 2009-02-01 |