Kevin D'Arcy Auger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin D'Arcy Auger, a licensed former licensee with CE reference ARP061. This person has 0.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-10 | 2009-04-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-09-10 | 2009-04-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2008-09-10 | 2009-04-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2008-09-10 | 2009-04-13 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin D'Arcy Auger during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.