Xiaoxi (SFC:ARO679) Wang
王小溪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi (SFC:ARO679) Wang (王小溪), a licensed former licensee with CE reference ARO679. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2022-07-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-09 | 2022-07-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-03 | 2015-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-03 | 2015-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-03 | 2015-04-23 |