David Carl Henkel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Carl Henkel, a licensed former licensee with CE reference ARO112. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-25 | 2011-03-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-03 | 2009-11-20 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-05 | 2008-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Carl Henkel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.