Alexander Lau Fergus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Lau Fergus, a licensed former licensee with CE reference ARN997. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-27 | 2008-10-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-27 | 2008-10-27 |