Winson Tam
譚子群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winson Tam (譚子群), a licensed former licensee with CE reference ARN988. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-25 | 2009-10-02 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-01 | 2009-08-19 |