Robert James Ellis

CE No. ARN745 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Ellis (), a licensed former licensee with CE reference ARN745. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2014-05-14 2017-04-05
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2014-05-14 2017-04-05
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2014-05-14 2017-04-05
Morgan Stanley Hong Kong Securities Limited Rep Type 7 - Providing automated trading services 2013-07-24 2014-02-12
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2014-02-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-08-29 2014-02-12
Morgan Stanley Hong Kong Securities Limited Rep Type 1 - Dealing in securities 2008-08-29 2014-02-12
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2008-08-29 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2008-08-29 2013-07-24
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2008-08-29 2010-12-06

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