Tan Tse
謝丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Tse (謝丹), a licensed former licensee with CE reference ARN236. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-14 | 2012-03-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-14 | 2009-04-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-14 | 2009-04-24 |