Jie Liu

劉洁
CE No. ARN021 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Liu (劉洁), a licensed former licensee with CE reference ARN021. This person has 2.2 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
First Shanghai Securities Limited
第一上海證券有限公司		 Rep Type 1 - Dealing in securities 2009-01-13 2011-04-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sammy Kwok Loong Lo First Shanghai Securities Limited 2009–2011
Siu Wing Cynthia Lam First Shanghai Securities Limited 2009–2011
Yee Mei Hui First Shanghai Securities Limited 2009–2011
Chi Ho Yip First Shanghai Securities Limited 2009–2011
Pang Chan First Shanghai Securities Limited 2009–2011
Peili Chen First Shanghai Securities Limited 2009–2011
Chi Hung Fok First Shanghai Securities Limited 2009–2011
Chi Keung Lau First Shanghai Securities Limited 2009–2011
Chi Shun Leung First Shanghai Securities Limited 2009–2011
Wen Pan First Shanghai Securities Limited 2009–2011
Hongyu Che First Shanghai Securities Limited 2009–2011
Yuqiang Guan First Shanghai Securities Limited 2009–2011
Hui Jin First Shanghai Securities Limited 2009–2011
Shun Li First Shanghai Securities Limited 2009–2011
Weihao Li First Shanghai Securities Limited 2009–2011
Xinhong Liu First Shanghai Securities Limited 2009–2011
Songling Shen First Shanghai Securities Limited 2009–2011
Jian Wang First Shanghai Securities Limited 2009–2011
Yuan Yuan Wang First Shanghai Securities Limited 2009–2011
Chi Ming Chung First Shanghai Securities Limited 2009–2011
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