Rong (SFC:ARM918) Li
李嶸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong (SFC:ARM918) Li (李嶸), a licensed former licensee with CE reference ARM918. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-08-17 | 2025-12-12 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-26 | 2022-08-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2012-09-26 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-05 | 2014-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2010-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-12 | 2010-10-11 |