Ka Ho Au
歐家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Au (歐家豪), a licensed former licensee with CE reference ARK827. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-18 | 2025-03-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-28 | 2025-03-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-08-04 | 2010-08-14 |