Garry Wing Lok Yu
余永祿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garry Wing Lok Yu (余永祿), a licensed former licensee with CE reference ARK610. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-14 | 2015-08-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-14 | 2015-08-01 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-02 | 2015-08-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-11 | 2015-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-11 | 2015-04-14 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-11 | 2015-08-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-11 | 2015-08-01 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2012-10-15 | 2013-07-27 |
| iBest Consultants Limited | Rep | Type 2 — Dealing in futures contracts | 2012-10-15 | 2013-07-27 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2012-10-15 | 2013-07-27 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2012-10-15 | 2013-07-27 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2009-10-28 | 2011-03-01 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2009-10-28 | 2011-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-17 | 2012-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-17 | 2012-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-30 | 2012-09-29 |