Ka Lok (SFC:ARK078) Yan
甄家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok (SFC:ARK078) Yan (甄家樂), CE reference ARK078. Currently licensed at 1 firm(s): Chief Securities Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-10 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-02-10 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-01 | 2026-02-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-01 | 2026-02-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-13 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-13 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-13 | 2025-08-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2017-03-22 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-08 | 2017-03-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-08 | 2017-03-22 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-11 | 2016-07-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-25 | 2016-07-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-25 | 2016-07-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-26 | 2013-09-18 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-26 | 2013-09-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-07 | 2013-06-18 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-07 | 2013-06-18 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2013-04-29 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-05 | 2013-04-29 |