Kwok Chun Sze To
司徒國駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chun Sze To (司徒國駿), a licensed former licensee with CE reference ARK059. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-22 | 2026-02-26 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-12 | 2023-06-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-12 | 2023-06-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-22 | 2023-06-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2021-06-18 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2017-11-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-11 | 2014-10-04 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-11 | 2014-10-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2013-11-07 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-07 | 2013-11-07 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-01 | 2012-05-04 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2011-10-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-30 | 2011-07-04 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-30 | 2011-07-04 |