Wendy Wing Yee Kam
金穎怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wing Yee Kam (金穎怡), a licensed former licensee with CE reference ARJ847. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-08 | 2010-07-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-06-08 | 2010-07-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-18 | 2009-03-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-18 | 2009-03-26 |