Yi (SFC:ARJ501) Shen
沈懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:ARJ501) Shen (沈懿), a licensed former licensee with CE reference ARJ501. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-27 | 2023-09-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-20 | 2009-09-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2009-04-20 | 2009-09-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-25 | 2009-09-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-07-25 | 2009-09-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2008-07-25 | 2009-09-16 |