Xiaoming Zhou
周曉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming Zhou (周曉明), a licensed former licensee with CE reference ARJ056. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2017-10-11 | 2023-03-31 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2017-10-11 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2017-10-11 | 2023-03-31 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2017-10-11 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2017-10-11 | 2023-03-31 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2017-10-11 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-05-29 | 2017-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-05-29 | 2017-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-05-29 | 2017-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-05-29 | 2017-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-29 | 2017-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-05-29 | 2017-10-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-23 | 2015-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-23 | 2015-02-27 |