Pui Man (SFC:ARI988) Lee
李佩雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Man (SFC:ARI988) Lee (李佩雯), a licensed former licensee with CE reference ARI988. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-01-30 | 2010-06-03 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-01-30 | 2010-06-03 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-23 | 2008-11-19 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-23 | 2008-11-19 |