Yao (SFC:ARI756) Yao
姚瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:ARI756) Yao (姚瑤), a licensed former licensee with CE reference ARI756. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-13 | 2024-12-03 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-13 | 2024-12-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-12-04 | 2021-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-07-12 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-07-12 | 2021-09-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-07-12 | 2021-09-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-04 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-04 | 2008-11-20 |