Graham Trevor Seaton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Trevor Seaton ( ), a licensed former licensee with CE reference ARI681. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2015-11-16 | 2023-03-02 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2015-11-16 | 2023-03-02 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2015-11-16 | 2023-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-08 | 2015-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-08-08 | 2015-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-08 | 2015-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-04 | 2009-02-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-08-04 | 2009-02-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-04 | 2009-02-20 |