Wai Man (SFC:ARI542) Ng
吳慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:ARI542) Ng (吳慧敏), a licensed former licensee with CE reference ARI542. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-04 | 2013-02-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-04 | 2013-02-15 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-21 | 2010-04-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-21 | 2010-04-10 |