Wai Ming Kam
甘偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Kam (甘偉明), a licensed former licensee with CE reference ARI519. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2010-10-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-23 | 2010-03-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-23 | 2010-03-22 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-19 | 2009-05-19 |