Zhixiong Yan
嚴志雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhixiong Yan (嚴志雄), a licensed former licensee with CE reference ARI511. This person has 3.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-04-10 | 2015-08-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-02 | 2011-09-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-16 | 2008-12-23 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhixiong Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.