Scott John Jaffray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott John Jaffray ( ), a licensed former licensee with CE reference ARH186. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2010-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-08 | 2010-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2009-09-08 | 2010-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-08 | 2009-08-26 |