Vivek Upadhyay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivek Upadhyay, a licensed former licensee with CE reference ARG934. This person has 3.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-07-04 | 2012-05-10 |