Ming (SFC:ARG350) Yang
楊明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:ARG350) Yang (楊明), a licensed former licensee with CE reference ARG350. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-16 | 2019-10-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-16 | 2019-10-01 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2014-02-26 |