Ying Yu
于瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Yu (于瀅), a licensed former licensee with CE reference ARG343. This person has 2.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-21 | 2010-09-21 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-21 | 2010-09-21 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-25 | 2009-07-03 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-25 | 2009-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.