Ying (SFC:ARG343) Yu
于瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:ARG343) Yu (于瀅), a licensed former licensee with CE reference ARG343. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2010-09-21 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-21 | 2010-09-21 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-25 | 2009-07-03 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-25 | 2009-07-03 |